Unclaimed Profile

Jonathan Jongmin Lee

OPES ADVISORS, INC.·CUPERTINO, California

Series 65Clean record21 years registeredOPES ADVISORS, INC.

19330 STEVENS CREEK BLVD, CUPERTINO, CA 95014CRD# 4863447Firm CRD# 132996

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jonathan Jongmin Lee · CUPERTINO, CA

Registration

CRD #4863447 · OPES ADVISORS, INC. · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: OPES ADVISORS, INC.

OPES ADVISORS, INC.

Jan 2005 – Jun 2017

PALO ALTO, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · January 6, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OPES ADVISORS, INC.

CRD 132996 · SEC 801-64768

AUM

$335M

Regulatory assets under management

Employees

500

959 client accounts

Services offered by OPES ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at OPES ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Jonathan Jongmin Lee offer?

Jonathan Jongmin Lee specializes in Financial Planning, Investment Management.

What are Jonathan Jongmin Lee's credentials?

Jonathan Jongmin Lee is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jonathan Jongmin Lee located?

Jonathan Jongmin Lee is based in CUPERTINO, California, last registered with OPES ADVISORS, INC..

How does Jonathan Jongmin Lee charge for services?

Jonathan Jongmin Lee's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OPES ADVISORS, INC.?

OPES ADVISORS, INC. has approximately 500 employees and manages $335M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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