Unclaimed Profile

Susan Kay Mchan

OPES WEALTH MANAGEMENT, LLC·MENLO PARK, California

Series 65Clean record21 years registeredOPES WEALTH MANAGEMENT, LLC

535 MIDDLEFIELD ROAD, MENLO PARK, CA 94025CRD# 4863445Firm CRD# 299704

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Susan Kay Mchan · MENLO PARK, CA

Registration

CRD #4863445 · OPES WEALTH MANAGEMENT, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: OPES WEALTH MANAGEMENT, LLC

OPES WEALTH MANAGEMENT, LLC

Jan 2019 – Jan 2022

Cupertino, CA

OPES ADVISORS, INC.

Jan 2005 – Jun 2017

PALO ALTO, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · January 6, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OPES WEALTH MANAGEMENT, LLC

CRD 299704 · SEC 801-114436

AUM

$590M

Regulatory assets under management

Employees

364 client accounts

Services offered by OPES WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at OPES WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Susan Kay Mchan offer?

Susan Kay Mchan specializes in Financial Planning, Investment Management.

What are Susan Kay Mchan's credentials?

Susan Kay Mchan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Susan Kay Mchan located?

Susan Kay Mchan is based in MENLO PARK, California, last registered with OPES WEALTH MANAGEMENT, LLC.

How does Susan Kay Mchan charge for services?

Susan Kay Mchan's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OPES WEALTH MANAGEMENT, LLC?

OPES WEALTH MANAGEMENT, LLC has approximately 9 employees and manages $590M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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