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Sandeep Pandya

SP ASSET MANAGEMENT LLC·CUPERTINO, California
Series 2, Series 65Clean record3 years registeredSP ASSET MANAGEMENT LLC
20380 TOWN CENTER LANE, CUPERTINO, CA 95014CRD# 2578444Firm CRD# 323369

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Sandeep Pandya · CUPERTINO, CA
Registration
CRD #2578444 · SP ASSET MANAGEMENT LLC · 3 years registered
Brand Profile
Not yet started
01

Career History

SP ASSET MANAGEMENT LLC
Jun 2023 – present
02

Registrations & Exams

FINRA examinations passed
Series 2
Series 65
Registration record
First registered · June 22, 2023
Years registered · 3
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SP ASSET MANAGEMENT LLC
CRD 323369 · SEC 801-126698
AUM
$1.4B
Regulatory assets under management
Employees
3
733 client accounts
Services offered by SP ASSET MANAGEMENT LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at SP ASSET MANAGEMENT LLC →
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05

Frequently Asked Questions

What services does Sandeep Pandya offer?
Sandeep Pandya specializes in Financial Planning, Investment Management, Retirement Planning, Fee-Only Advisory. Contact their office in CUPERTINO, California for a consultation.
What are Sandeep Pandya's credentials?
Sandeep Pandya is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Sandeep Pandya located?
Sandeep Pandya is based in CUPERTINO, California, working with SP ASSET MANAGEMENT LLC. Their office serves clients in the CUPERTINO metropolitan area and surrounding communities.
How does Sandeep Pandya charge for services?
Sandeep Pandya's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SP ASSET MANAGEMENT LLC?
SP ASSET MANAGEMENT LLC has approximately 3 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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