Unclaimed Profile

Robert James Roche

20/20 CAPITAL MANAGEMENT, INC·COSTA MESA, California

SIE, Series 7, Series 7TO, Series 24, Series 63, Series 65, Series 66Clean record13 years registered20/20 CAPITAL MANAGEMENT, INC

940 SOUTH COAST DRIVE, COSTA MESA, CA 92626CRD# 2463984Firm CRD# 281692

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert James Roche · COSTA MESA, CA

Registration

CRD #2463984 · 20/20 CAPITAL MANAGEMENT, INC · 13 years registered

Brand Profile

Not yet started

Career History

FIRST FOUNDATION ADVISORS

Oct 2025 – present

20/20 CAPITAL MANAGEMENT, INC

Apr 2018 – Dec 2022

COSTA MESA, CA

WOODBURY FINANCIAL SERVICES, INC.

Nov 2017 – Apr 2018

OAKDALE, MN

ROBOTIC TRADING ADVISORS, LLC

Aug 2017 – Nov 2017

West St. Paul, MN

ADVANCED PRACTICE ADVISORS, LLC

Jul 2014 – Mar 2016

DEL MAR, CA

SAVEDAILY.COM, INC.

Mar 2013 – Nov 2013

SEAL BEACH, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 24

Series 63

Series 65

Series 66

Registration record

First registered · March 6, 2013

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

20/20 CAPITAL MANAGEMENT, INC

CRD 281692 · SEC 801-106924

AUM

$677M

Regulatory assets under management

Employees

2,427 client accounts

Services offered by 20/20 CAPITAL MANAGEMENT, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at 20/20 CAPITAL MANAGEMENT, INC →

Introduction

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Frequently Asked Questions

What services does Robert James Roche offer?

Robert James Roche specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in COSTA MESA, California for a consultation.

What are Robert James Roche's credentials?

Robert James Roche is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert James Roche located?

Robert James Roche is based in COSTA MESA, California, working with 20/20 CAPITAL MANAGEMENT, INC. Their office serves clients in the COSTA MESA metropolitan area and surrounding communities.

How does Robert James Roche charge for services?

Robert James Roche's firm is compensated through percentage of aum, hourly charges, subscription fees, other: advicepay monthly qtrly subscription. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is 20/20 CAPITAL MANAGEMENT, INC?

20/20 CAPITAL MANAGEMENT, INC has approximately 38 employees and manages $677M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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