Unclaimed Profile

Howard James Buck

20/20 CAPITAL MANAGEMENT, INC·COSTA MESA, California

SIE, Series 7, Series 24, Series 63, Series 6614 years registered20/20 CAPITAL MANAGEMENT, INC

940 SOUTH COAST DRIVE, COSTA MESA, CA 92626CRD# 1541938Firm CRD# 281692

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Howard James Buck · COSTA MESA, CA

Registration

CRD #1541938 · 20/20 CAPITAL MANAGEMENT, INC · 14 years registered

Brand Profile

Not yet started

Career History

PRIME CAPITAL FINANCIAL

Apr 2022 – present

20/20 CAPITAL MANAGEMENT, INC

Jun 2016 – Dec 2022

Wilmington, DE

AMERITAS INVESTMENT CORP

Sep 2011 – Dec 2016

WILMINGTON, DE

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · September 15, 2011

Years registered · 14

Disclosure History

2012Customer Dispute·Denied

2003Customer Dispute·Denied

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

20/20 CAPITAL MANAGEMENT, INC

CRD 281692 · SEC 801-106924

AUM

$677M

Regulatory assets under management

Employees

2,427 client accounts

Services offered by 20/20 CAPITAL MANAGEMENT, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at 20/20 CAPITAL MANAGEMENT, INC →

Introduction

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Frequently Asked Questions

What services does Howard James Buck offer?

Howard James Buck specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in COSTA MESA, California for a consultation.

What are Howard James Buck's credentials?

Howard James Buck is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Howard James Buck located?

Howard James Buck is based in COSTA MESA, California, working with 20/20 CAPITAL MANAGEMENT, INC. Their office serves clients in the COSTA MESA metropolitan area and surrounding communities.

How does Howard James Buck charge for services?

Howard James Buck's firm is compensated through percentage of aum, hourly charges, subscription fees, other: advicepay monthly qtrly subscription. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is 20/20 CAPITAL MANAGEMENT, INC?

20/20 CAPITAL MANAGEMENT, INC has approximately 38 employees and manages $677M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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