AdvisorOS Directory
Claim Profile
SW

Steven Ray Wolff

WOLFF WIESE MAGANA LLC·CARSLBAD, California
Unclaimed Profile
2131 PALOMAR AIRPORT RD., CARSLBAD, CA 92011CRD# 1537203Firm CRD# 157620
01

About

Steven Ray Wolff is a registered financial advisor based in CARSLBAD, California, affiliated with WOLFF WIESE MAGANA LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
WOLFF WIESE MAGANA LLC
WWM FINANCIAL
AUM
$279M
Regulatory assets under management
Employees
7
Total firm employees
View all advisors at WOLFF WIESE MAGANA LLC →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 1537203
Firm CRD# 157620
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in CARSLBAD?

Browse all registered financial advisors in CARSLBAD, California or claim this profile if it's yours.

Browse CARSLBAD AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Steven Ray Wolff offer?
Steven Ray Wolff specializes in Financial Planning, Investment Management. Contact their office in CARSLBAD, California for a consultation.
What are Steven Ray Wolff's credentials?
Steven Ray Wolff is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Steven Ray Wolff located?
Steven Ray Wolff is based in CARSLBAD, California, working with WOLFF WIESE MAGANA LLC. Their office serves clients in the CARSLBAD metropolitan area and surrounding communities.
How does Steven Ray Wolff charge for services?
Steven Ray Wolff's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WOLFF WIESE MAGANA LLC?
WOLFF WIESE MAGANA LLC has approximately 7 employees and manages $279M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in CARSLBAD
Catherine Mary Magana — WOLFF WIESE MAGANA LLCKerry Annette Harmon — WOLFF WIESE MAGANA LLCClifford Allen Wiese — WOLFF WIESE MAGANA LLC
Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile