Unclaimed Profile

Clifford Allen Wiese

WOLFF WIESE MAGANA LLC·CARSLBAD, California

Series 7, Series 31, Series 63, Series 65Clean record25 years registeredWOLFF WIESE MAGANA LLC

1925 PALOMAR OAKS WAY, CARSLBAD, CA 92008CRD# 3270892Firm CRD# 157620

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Clifford Allen Wiese · CARSLBAD, CA

Registration

CRD #3270892 · WOLFF WIESE MAGANA LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WOLFF WIESE MAGANA LLC

WWM FINANCIAL

Jul 2011 – Jun 2018

Carlsbad, CA

MORGAN STANLEY SMITH BARNEY LLC

Jun 2009 – Aug 2011

CARLSBAD, CA

CITIGROUP GLOBAL MARKETS INC.

Jul 2001 – Jun 2009

CARLSBAD, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · July 19, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WOLFF WIESE MAGANA LLC

CRD 157620 · SEC 801-72588

AUM

$279M

Regulatory assets under management

Employees

1,452 client accounts

Services offered by WOLFF WIESE MAGANA LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at WOLFF WIESE MAGANA LLC →

Introduction

Speak with Clifford

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Clifford is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CARSLBAD?

Browse all registered financial advisors in CARSLBAD, California or claim this profile if it's yours.

Browse CARSLBAD Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Clifford Allen Wiese offer?

Clifford Allen Wiese specializes in Financial Planning, Investment Management.

What are Clifford Allen Wiese's credentials?

Clifford Allen Wiese is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Clifford Allen Wiese located?

Clifford Allen Wiese is based in CARSLBAD, California, last registered with WOLFF WIESE MAGANA LLC.

How does Clifford Allen Wiese charge for services?

Clifford Allen Wiese's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WOLFF WIESE MAGANA LLC?

WOLFF WIESE MAGANA LLC has approximately 7 employees and manages $279M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →