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Kerry Annette Harmon

WOLFF WIESE MAGANA LLC·CARSLBAD, California
SIE, Series 7, Series 63Clean recordWOLFF WIESE MAGANA LLC
2131 PALOMAR AIRPORT RD., CARSLBAD, CA 92011CRD# 2430783Firm CRD# 157620

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kerry Annette Harmon · CARSLBAD, CA
Registration
CRD #2430783 · WOLFF WIESE MAGANA LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
WOLFF WIESE MAGANA LLC
CRD 157620 · SEC 801-72588
AUM
$279M
Regulatory assets under management
Employees
7
1,452 client accounts
Services offered by WOLFF WIESE MAGANA LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at WOLFF WIESE MAGANA LLC →
Introduction

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04

Frequently Asked Questions

What services does Kerry Annette Harmon offer?
Kerry Annette Harmon specializes in Financial Planning, Investment Management. Contact their office in CARSLBAD, California for a consultation.
What are Kerry Annette Harmon's credentials?
Kerry Annette Harmon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kerry Annette Harmon located?
Kerry Annette Harmon is based in CARSLBAD, California, working with WOLFF WIESE MAGANA LLC. Their office serves clients in the CARSLBAD metropolitan area and surrounding communities.
How does Kerry Annette Harmon charge for services?
Kerry Annette Harmon's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WOLFF WIESE MAGANA LLC?
WOLFF WIESE MAGANA LLC has approximately 7 employees and manages $279M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at WOLFF WIESE MAGANA LLC

Catherine Mary Magana
CARSLBAD, CA
CFP
Clifford Allen Wiese
CARSLBAD, CA
Steven Ray Wolff
CARSLBAD, CA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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Research
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