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Catherine Mary Magana

WOLFF WIESE MAGANA LLC·CARSLBAD, California
SIE, Series 7, Series 31, Series 63, Series 65CFPClean record24 years registeredWOLFF WIESE MAGANA LLC
2131 PALOMAR AIRPORT RD., CARSLBAD, CA 92011CRD# 3235785Firm CRD# 157620

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Catherine Mary Magana · CARSLBAD, CA
Registration
CRD #3235785 · WOLFF WIESE MAGANA LLC · 24 years registered
Brand Profile
Not yet started
01

Career History

WWM FINANCIAL
Jul 2011 – present
MORGAN STANLEY SMITH BARNEY LLC
Jan 2011 – Aug 2011
CARLSBAD, CA
CITIGROUP GLOBAL MARKETS INC.
Apr 2002 – Jan 2011
CARLSBAD, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 31
Series 63
Series 65
Registration record
First registered · April 22, 2002
Years registered · 24
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
WOLFF WIESE MAGANA LLC
CRD 157620 · SEC 801-72588
AUM
$279M
Regulatory assets under management
Employees
7
1,452 client accounts
Services offered by WOLFF WIESE MAGANA LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at WOLFF WIESE MAGANA LLC →
Introduction

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05

Frequently Asked Questions

What services does Catherine Mary Magana offer?
Catherine Mary Magana specializes in Financial Planning, Investment Management. Contact their office in CARSLBAD, California for a consultation.
What are Catherine Mary Magana's credentials?
Catherine Mary Magana holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Catherine Mary Magana located?
Catherine Mary Magana is based in CARSLBAD, California, working with WOLFF WIESE MAGANA LLC. Their office serves clients in the CARSLBAD metropolitan area and surrounding communities.
How does Catherine Mary Magana charge for services?
Catherine Mary Magana's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WOLFF WIESE MAGANA LLC?
WOLFF WIESE MAGANA LLC has approximately 7 employees and manages $279M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at WOLFF WIESE MAGANA LLC

Clifford Allen Wiese
CARSLBAD, CA
Steven Ray Wolff
CARSLBAD, CA
Kerry Annette Harmon
CARSLBAD, CA

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