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Catherine Mary Magana

WOLFF WIESE MAGANA LLC·CARSLBAD, California
Clean recordWOLFF WIESE MAGANA LLC
2131 PALOMAR AIRPORT RD., CARSLBAD, CA 92011CRD# 3235785Firm CRD# 157620

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Catherine Mary Magana · CARSLBAD, CA
Registration
CRD #3235785 · WOLFF WIESE MAGANA LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Catherine Mary Magana is a registered financial advisor based in CARSLBAD, California, affiliated with WOLFF WIESE MAGANA LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
Introduction

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03

Firm Overview

Firm
WOLFF WIESE MAGANA LLC
WWM FINANCIAL
AUM
$279M
Regulatory assets under management
Employees
7
Total firm employees
View all advisors at WOLFF WIESE MAGANA LLC →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 3235785
Firm CRD# 157620
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Catherine Mary Magana offer?
Catherine Mary Magana specializes in Financial Planning, Investment Management. Contact their office in CARSLBAD, California for a consultation.
What are Catherine Mary Magana's credentials?
Catherine Mary Magana is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Catherine Mary Magana located?
Catherine Mary Magana is based in CARSLBAD, California, working with WOLFF WIESE MAGANA LLC. Their office serves clients in the CARSLBAD metropolitan area and surrounding communities.
How does Catherine Mary Magana charge for services?
Catherine Mary Magana's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WOLFF WIESE MAGANA LLC?
WOLFF WIESE MAGANA LLC has approximately 7 employees and manages $279M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at WOLFF WIESE MAGANA LLC

Kerry Annette Harmon
CARSLBAD, CA
Clifford Allen Wiese
CARSLBAD, CA
Steven Ray Wolff
CARSLBAD, CA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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Research
Advisor Fees in CaliforniaNational Fee Analysis
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