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Michael John Maher

MAHER CONSULTING SERVICES, LLC·CARLSBAD, California
Series 7, Series 8, Series 63, Series 6533 years registeredMAHER CONSULTING SERVICES, LLC
1363 SAPPHIRE DRIVE, CARLSBAD, CA 92011CRD# 822547Firm CRD# 170907

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael John Maher · CARLSBAD, CA
Registration
CRD #822547 · MAHER CONSULTING SERVICES, LLC · 33 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: MAHER CONSULTING SERVICES, LLC
MAHER CONSULTING SERVICES, LLC
Sep 2014 – Mar 2021
CARLSBAD, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Mar 1993 – Sep 2014
CARLSBAD, CA
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 8
Series 63
Series 65
Registration record
First registered · March 4, 1993
Years registered · 33
03

Disclosure History

2003Customer Dispute·Award / Judgment
2003Customer Dispute·Award / Judgment
2003Customer Dispute·Award / Judgment
2003Customer Dispute·Award / Judgment
2001Customer Dispute·Award / Judgment

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
MAHER CONSULTING SERVICES, LLC
CRD 170907 · SEC 801-79588
Employees
1
Total firm employees
Services offered by MAHER CONSULTING SERVICES, LLC
Per Form ADV
Other
View all advisors at MAHER CONSULTING SERVICES, LLC →
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05

Frequently Asked Questions

What services does Michael John Maher offer?
Michael John Maher is a registered financial advisor in CARLSBAD, California.
What are Michael John Maher's credentials?
Michael John Maher is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael John Maher located?
Michael John Maher is based in CARLSBAD, California, last registered with MAHER CONSULTING SERVICES, LLC.
How does Michael John Maher charge for services?
Michael John Maher's firm is compensated through other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MAHER CONSULTING SERVICES, LLC?
MAHER CONSULTING SERVICES, LLC has approximately 1 employees. The firm is registered with the SEC as an investment adviser.
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