Unclaimed Profile

David Clinton Wade

WADE FINANCIAL ADVISORY, INC.·CAMPBELL, California

Series 6, Series 63, Series 6524 years registeredWADE FINANCIAL ADVISORY, INC.

2105 S. BASCOM AVENUE, CAMPBELL, CA 95008CRD# 456135Firm CRD# 108627

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Clinton Wade · CAMPBELL, CA

Registration

CRD #456135 · WADE FINANCIAL ADVISORY, INC. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WADE FINANCIAL ADVISORY, INC.

WADE FINANCIAL ADVISORY, INC.

Aug 2014 – May 2020

CAMPBELL, CA

401K DIRECT ADVISORY

Sep 2001 – Dec 2010

AGOURA HILLS, CA

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Series 65

Registration record

First registered · September 6, 2001

Years registered · 24

Disclosure History

1994Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

WADE FINANCIAL ADVISORY, INC.

CRD 108627 · SEC 801-113201

AUM

$673M

Regulatory assets under management

Employees

255 client accounts

Services offered by WADE FINANCIAL ADVISORY, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at WADE FINANCIAL ADVISORY, INC. →

Introduction

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Frequently Asked Questions

What services does David Clinton Wade offer?

David Clinton Wade specializes in Financial Planning, Investment Management.

What are David Clinton Wade's credentials?

David Clinton Wade is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Clinton Wade located?

David Clinton Wade is based in CAMPBELL, California, last registered with WADE FINANCIAL ADVISORY, INC..

How does David Clinton Wade charge for services?

David Clinton Wade's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WADE FINANCIAL ADVISORY, INC.?

WADE FINANCIAL ADVISORY, INC. has approximately 9 employees and manages $673M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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