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John Antone Stachnick

KAIZEN FINANCIAL STRATEGIES, LLC·CAMPBELL, California
SIE, Series 7, Series 66Clean record21 years registeredKAIZEN FINANCIAL STRATEGIES, LLC
2105 SOUTH BASCOM AVE, CAMPBELL, CA 95008CRD# 4881131Firm CRD# 298248

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John Antone Stachnick · CAMPBELL, CA
Registration
CRD #4881131 · KAIZEN FINANCIAL STRATEGIES, LLC · 21 years registered
Brand Profile
Not yet started
01

Career History

KAIZEN FINANCIAL STRATEGIES, LLC
Nov 2018 – present
WADDELL & REED
Mar 2005 – Nov 2018
CAMPBELL, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · March 15, 2005
Years registered · 21
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
KAIZEN FINANCIAL STRATEGIES, LLC
CRD 298248 · SEC 801-114234
AUM
$183M
Regulatory assets under management
Employees
6
651 client accounts
Services offered by KAIZEN FINANCIAL STRATEGIES, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at KAIZEN FINANCIAL STRATEGIES, LLC →
Introduction

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05

Frequently Asked Questions

What services does John Antone Stachnick offer?
John Antone Stachnick specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CAMPBELL, California for a consultation.
What are John Antone Stachnick's credentials?
John Antone Stachnick is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Antone Stachnick located?
John Antone Stachnick is based in CAMPBELL, California, working with KAIZEN FINANCIAL STRATEGIES, LLC. Their office serves clients in the CAMPBELL metropolitan area and surrounding communities.
How does John Antone Stachnick charge for services?
John Antone Stachnick's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is KAIZEN FINANCIAL STRATEGIES, LLC?
KAIZEN FINANCIAL STRATEGIES, LLC has approximately 6 employees and manages $183M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at KAIZEN FINANCIAL STRATEGIES, LLC

Saadia Shakur Ahmed
CAMPBELL, CA
CFP
Iftikhar Mahmud Ahmed
CAMPBELL, CA
CFP

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