Unclaimed Profile

Shawn Shyama Patt

ATALA FINANCIAL INC·CALABASAS, California

SIE, Series 6, Series 7, Series 63, Series 6623 years registeredATALA FINANCIAL INC

23912 ASPEN WAY, CALABASAS, CA 91302CRD# 4484268Firm CRD# 318371

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Shawn Shyama Patt · CALABASAS, CA

Registration

CRD #4484268 · ATALA FINANCIAL INC · 23 years registered

Brand Profile

Not yet started

Career History

ATALA FINANCIAL INC

Jun 2022 – present

MAG CAP

Jun 2021 – Jun 2022

Calabasas, CA

RBC CAPITAL MARKETS, LLC

Nov 2016 – Jun 2021

BEVERLY HILLS, CA

MORGAN STANLEY

Jun 2009 – Nov 2016

BEVERLY HILLS, CA

CITIGROUP GLOBAL MARKETS INC.

Jun 2008 – Jun 2009

LOS ANGELES, CA

UBS FINANCIAL SERVICES INC.

Sep 2002 – Jun 2008

CENTURY CITY, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · September 26, 2002

Years registered · 23

Disclosure History

2024Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ATALA FINANCIAL INC

CRD 318371 · SEC 801-123628

AUM

$279M

Regulatory assets under management

Employees

222 client accounts

Services offered by ATALA FINANCIAL INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ATALA FINANCIAL INC →

Introduction

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Frequently Asked Questions

What services does Shawn Shyama Patt offer?

Shawn Shyama Patt specializes in Financial Planning, Investment Management. Contact their office in CALABASAS, California for a consultation.

What are Shawn Shyama Patt's credentials?

Shawn Shyama Patt is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Shawn Shyama Patt located?

Shawn Shyama Patt is based in CALABASAS, California, working with ATALA FINANCIAL INC. Their office serves clients in the CALABASAS metropolitan area and surrounding communities.

How does Shawn Shyama Patt charge for services?

Shawn Shyama Patt's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ATALA FINANCIAL INC?

ATALA FINANCIAL INC has approximately 3 employees and manages $279M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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