Unclaimed Profile

Ian Craig Goldey

GOLDEY CAPITAL LLC·CALABASAS, California

Series 7, Series 63, Series 6529 years registeredGOLDEY CAPITAL LLC

4768 PARK GRANADA, #108, CALABASAS, CA 91302CRD# 2745012Firm CRD# 155948

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ian Craig Goldey · CALABASAS, CA

Registration

CRD #2745012 · GOLDEY CAPITAL LLC · 29 years registered

Brand Profile

Not yet started

Career History

GOTO FINANCIAL

Jan 2011 – present

UBS FINANCIAL SERVICES INC.

Jan 2003 – Jan 2011

ENCINO, CA

SALOMON SMITH BARNEY INC.

Jul 1997 – Jan 2003

SHERMAN OAKS, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

2001Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

GOLDEY CAPITAL LLC

CRD 155948 · SEC 801-72051

AUM

$40M

Regulatory assets under management

Employees

151 client accounts

Services offered by GOLDEY CAPITAL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GOLDEY CAPITAL LLC →

Introduction

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Frequently Asked Questions

What services does Ian Craig Goldey offer?

Ian Craig Goldey specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CALABASAS, California for a consultation.

What are Ian Craig Goldey's credentials?

Ian Craig Goldey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ian Craig Goldey located?

Ian Craig Goldey is based in CALABASAS, California, working with GOLDEY CAPITAL LLC. Their office serves clients in the CALABASAS metropolitan area and surrounding communities.

How does Ian Craig Goldey charge for services?

Ian Craig Goldey's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GOLDEY CAPITAL LLC?

GOLDEY CAPITAL LLC has approximately 1 employees and manages $40M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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