Unclaimed Profile

Paul Sueyuki Okawa

PLANNED ASSET MANAGEMENT, LLC·CALABASAS, California

SIE, Series 7, Series 24, Series 63CFA29 years registeredPLANNED ASSET MANAGEMENT, LLC

27001 AGOURA ROAD, SUITE 150, CALABASAS, CA 91301-5104CRD# 2466447Firm CRD# 105986

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Paul Sueyuki Okawa · CALABASAS, CA

Registration

CRD #2466447 · PLANNED ASSET MANAGEMENT, LLC · 29 years registered

Brand Profile

Not yet started

Career History

MODERN WEALTH MANAGEMENT, LLC

Apr 2025 – present

INDEPENDENT FINANCIAL GROUP, LLC

Apr 2010 – Oct 2015

CALABASAS, CA

PLANNED ASSET MANAGEMENT

Feb 2010 – Apr 2025

CALABASS, CA

AFA ADVISOR SERVICES LLC

Dec 2005 – Apr 2010

CALABASAS, CA

QUANTITATIVE STRATEGIES, INC.

Nov 2002 – Apr 2025

CALABASAS, CA

PLANNED ASSET MANAGEMENT

Jul 1997 – Dec 2009

CALABASAS, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Registration record

First registered · July 8, 1997

Years registered · 29

Professional designation · CFA

Disclosure History

1987Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PLANNED ASSET MANAGEMENT, LLC

CRD 105986 · SEC 801-25709

AUM

$320M

Regulatory assets under management

Employees

279 client accounts

Services offered by PLANNED ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PLANNED ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Paul Sueyuki Okawa offer?

Paul Sueyuki Okawa specializes in Financial Planning, Investment Management. Contact their office in CALABASAS, California for a consultation.

What are Paul Sueyuki Okawa's credentials?

Paul Sueyuki Okawa holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Paul Sueyuki Okawa located?

Paul Sueyuki Okawa is based in CALABASAS, California, working with PLANNED ASSET MANAGEMENT, LLC. Their office serves clients in the CALABASAS metropolitan area and surrounding communities.

How does Paul Sueyuki Okawa charge for services?

Paul Sueyuki Okawa's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PLANNED ASSET MANAGEMENT, LLC?

PLANNED ASSET MANAGEMENT, LLC has approximately 6 employees and manages $320M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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