Unclaimed Profile

Qian Liu

GUIDELINE, INC.·BURLINGAME, California

SIE, Series 7TO, Series 24, Series 63, Series 99TOCFAClean recordGUIDELINE, INC.

1412 CHAPIN AVENUE, BURLINGAME, CA 94010CRD# 5562584Firm CRD# 281515

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Qian Liu · BURLINGAME, CA

Registration

CRD #5562584 · GUIDELINE, INC.

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 7TO

Series 24

Series 63

Series 99TO

Registration record

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GUIDELINE, INC.

CRD 281515 · SEC 801-106732

AUM

$11.7B

Regulatory assets under management

Employees

644,684 client accounts

Services offered by GUIDELINE, INC.

Per Form ADV

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

View all advisors at GUIDELINE, INC. →

Introduction

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Frequently Asked Questions

What services does Qian Liu offer?

Qian Liu specializes in Investment Management, Fee-Only Advisory. Contact their office in BURLINGAME, California for a consultation.

What are Qian Liu's credentials?

Qian Liu holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Qian Liu located?

Qian Liu is based in BURLINGAME, California, working with GUIDELINE, INC.. Their office serves clients in the BURLINGAME metropolitan area and surrounding communities.

How does Qian Liu charge for services?

Qian Liu's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GUIDELINE, INC.?

GUIDELINE, INC. has approximately 7 employees and manages $11.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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