Unclaimed Profile

Andrew Charles Cattano

OCCIDENTAL ASSET MANAGEMENT, LLC·BURLINGAME, California

Series 7, Series 31, Series 63Clean record25 years registeredOCCIDENTAL ASSET MANAGEMENT, LLC

301 CALIFORNIA DRIVE #9, BURLINGAME, CA 94010CRD# 2541078Firm CRD# 168650

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Andrew Charles Cattano · BURLINGAME, CA

Registration

CRD #2541078 · OCCIDENTAL ASSET MANAGEMENT, LLC · 25 years registered

Brand Profile

Not yet started

Career History

OCCIDENTAL ASSET MANAGEMENT, LLC

Sep 2013 – present

ACC INVESTMENT MANAGEMENT, INC.

Mar 2001 – Jan 2014

BURLINGAME, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 31

Series 63

Registration record

First registered · March 20, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OCCIDENTAL ASSET MANAGEMENT, LLC

CRD 168650 · SEC 801-78516

AUM

$625M

Regulatory assets under management

Employees

1,455 client accounts

Services offered by OCCIDENTAL ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at OCCIDENTAL ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Andrew Charles Cattano offer?

Andrew Charles Cattano specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in BURLINGAME, California for a consultation.

What are Andrew Charles Cattano's credentials?

Andrew Charles Cattano is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Andrew Charles Cattano located?

Andrew Charles Cattano is based in BURLINGAME, California, working with OCCIDENTAL ASSET MANAGEMENT, LLC. Their office serves clients in the BURLINGAME metropolitan area and surrounding communities.

How does Andrew Charles Cattano charge for services?

Andrew Charles Cattano's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OCCIDENTAL ASSET MANAGEMENT, LLC?

OCCIDENTAL ASSET MANAGEMENT, LLC has approximately 12 employees and manages $625M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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