Unclaimed Profile

Carol Ho

GUIDELINE, INC.·SOLANA BEACH, California

Clean recordGUIDELINE, INC.

330 S CEDROS AVENUE, SOLANA BEACH, CA 92075CRD# 6565419Firm CRD# 281515

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carol Ho · SOLANA BEACH, CA

Registration

CRD #6565419 · GUIDELINE, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Carol Ho is a registered financial advisor based in SOLANA BEACH, California, affiliated with GUIDELINE, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Fee-Only Advisory

Client Types

Individuals

Introduction

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Firm Overview

Firm

GUIDELINE, INC.

AUM

$11.7B

Regulatory assets under management

Employees

Total firm employees

View all advisors at GUIDELINE, INC. →

Services

Portfolio management (individuals)

Publication of periodicals/newsletters

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 6565419

Firm CRD# 281515

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Carol Ho offer?

Carol Ho specializes in Investment Management, Fee-Only Advisory. Contact their office in SOLANA BEACH, California for a consultation.

What are Carol Ho's credentials?

Carol Ho is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carol Ho located?

Carol Ho is based in SOLANA BEACH, California, working with GUIDELINE, INC.. Their office serves clients in the SOLANA BEACH metropolitan area and surrounding communities.

How does Carol Ho charge for services?

Carol Ho's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GUIDELINE, INC.?

GUIDELINE, INC. has approximately 7 employees and manages $11.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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