Unclaimed Profile

Brian Alan Davis

OCCIDENTAL ASSET MANAGEMENT, LLC·BURLINGAME, California

SIE, Series 7, Series 7TO, Series 24, Series 63, Series 65, Series 66Clean record23 years registeredOCCIDENTAL ASSET MANAGEMENT, LLC

301 CALIFORNIA DRIVE #9, BURLINGAME, CA 94010CRD# 4075036Firm CRD# 168650

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Alan Davis · BURLINGAME, CA

Registration

CRD #4075036 · OCCIDENTAL ASSET MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

DESTINY WEALTH PARTNERS, LLC

Jul 2025 – present

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Dec 2017 – Dec 2019

ORLANDO, FL

OCCIDENTAL ASSET MANAGEMENT, LLC

Mar 2015 – May 2017

ALTAMONTE SPRINGS, FL

PFG FINANCIAL ADVISORS

Jun 2003 – Dec 2004

ALTAMONTE SPRINGS, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 24

Series 63

Series 65

Series 66

Registration record

First registered · June 17, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OCCIDENTAL ASSET MANAGEMENT, LLC

CRD 168650 · SEC 801-78516

AUM

$625M

Regulatory assets under management

Employees

1,455 client accounts

Services offered by OCCIDENTAL ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at OCCIDENTAL ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Brian Alan Davis offer?

Brian Alan Davis specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in BURLINGAME, California for a consultation.

What are Brian Alan Davis's credentials?

Brian Alan Davis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Alan Davis located?

Brian Alan Davis is based in BURLINGAME, California, working with OCCIDENTAL ASSET MANAGEMENT, LLC. Their office serves clients in the BURLINGAME metropolitan area and surrounding communities.

How does Brian Alan Davis charge for services?

Brian Alan Davis's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OCCIDENTAL ASSET MANAGEMENT, LLC?

OCCIDENTAL ASSET MANAGEMENT, LLC has approximately 12 employees and manages $625M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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