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Joni Wada

OCCIDENTAL ASSET MANAGEMENT, LLC·BURLINGAME, California
Unclaimed Profile
301 CALIFORNIA DRIVE #9, BURLINGAME, CA 94010CRD# 6796701Firm CRD# 168650
01

About

Joni Wada is a registered financial advisor based in BURLINGAME, California, affiliated with OCCIDENTAL ASSET MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Fee-Only Advisory
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
OCCIDENTAL ASSET MANAGEMENT, LLC
OCCIDENTAL ASSET MANAGEMENT, LLC
AUM
$625M
Regulatory assets under management
Employees
12
Total firm employees
View all advisors at OCCIDENTAL ASSET MANAGEMENT, LLC →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 6796701
Firm CRD# 168650
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Joni Wada offer?
Joni Wada specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in BURLINGAME, California for a consultation.
What are Joni Wada's credentials?
Joni Wada is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Joni Wada located?
Joni Wada is based in BURLINGAME, California, working with OCCIDENTAL ASSET MANAGEMENT, LLC. Their office serves clients in the BURLINGAME metropolitan area and surrounding communities.
How does Joni Wada charge for services?
Joni Wada's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is OCCIDENTAL ASSET MANAGEMENT, LLC?
OCCIDENTAL ASSET MANAGEMENT, LLC has approximately 12 employees and manages $625M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
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