Home
›
Firms
›
OCCIDENTAL ASSET MANAGEMENT, LLC
OCCIDENTAL ASSET MANAGEMENT, LLC
BURLINGAME, California
·
6 registered advisors
·
CRD# 168650
SEC# 801-78516
4
650-344-1600
01
Firm Overview
AUM
$625M
Regulatory assets under management
Employees
12
Total firm employees
Advisors
6
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Compensation
Percentage of AUM
03
Specialties
Financial Planning
Investment Management
Fee-Only Advisory
04
Advisors at OCCIDENTAL ASSET MANAGEMENT, LLC
6 registered advisors
Andrew Charles Cattano
BURLINGAME, California
CRD# 2541078
Brad T Klontz
BURLINGAME, California
CRD# 6256625
Brian Alan Davis
BURLINGAME, California
CRD# 4075036
Joni Wada
BURLINGAME, California
CRD# 6796701
Michelle Paige Cattano
BURLINGAME, California
CRD# 4485667
Nathan Hatton Walsh
BURLINGAME, California
CRD# 3076905
05
Office Locations
BURLINGAME, California
6 advisors
Research financial advisors
Browse all registered financial advisors or search by location and specialty.
Browse All Advisors
Data sourced from SEC Form ADV filings. OCCIDENTAL ASSET MANAGEMENT, LLC (CRD# 168650) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.