Unclaimed Profile

Brad T Klontz

OCCIDENTAL ASSET MANAGEMENT, LLC·BURLINGAME, California

Clean record12 years registeredOCCIDENTAL ASSET MANAGEMENT, LLC

301 CALIFORNIA DRIVE #9, BURLINGAME, CA 94010CRD# 6256625Firm CRD# 168650

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brad T Klontz · BURLINGAME, CA

Registration

CRD #6256625 · OCCIDENTAL ASSET MANAGEMENT, LLC · 12 years registered

Brand Profile

Not yet started

Career History

OCCIDENTAL ASSET MANAGEMENT, LLC

Oct 2013 – present

Registrations & Exams

Registration record

First registered · October 7, 2013

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OCCIDENTAL ASSET MANAGEMENT, LLC

CRD 168650 · SEC 801-78516

AUM

$625M

Regulatory assets under management

Employees

1,455 client accounts

Services offered by OCCIDENTAL ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at OCCIDENTAL ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Brad T Klontz offer?

Brad T Klontz specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in BURLINGAME, California for a consultation.

What are Brad T Klontz's credentials?

Brad T Klontz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brad T Klontz located?

Brad T Klontz is based in BURLINGAME, California, working with OCCIDENTAL ASSET MANAGEMENT, LLC. Their office serves clients in the BURLINGAME metropolitan area and surrounding communities.

How does Brad T Klontz charge for services?

Brad T Klontz's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OCCIDENTAL ASSET MANAGEMENT, LLC?

OCCIDENTAL ASSET MANAGEMENT, LLC has approximately 12 employees and manages $625M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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