Unclaimed Profile

Richard Warren Jr Seel

NPB FINANCIAL GROUP, LLC·BURBANK, California

SIE, Series 1, Series 7, Series 24, Series 6326 years registeredNPB FINANCIAL GROUP, LLC

3500 W. OLIVE AVENUE, BURBANK, CA 91505CRD# 811532Firm CRD# 137743

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Warren Jr Seel · BURBANK, CA

Registration

CRD #811532 · NPB FINANCIAL GROUP, LLC · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NPB FINANCIAL GROUP, LLC

NPB FINANCIAL GROUP, LLC

Jan 2007 – Aug 2017

PLEASANT HILL, CA

WRIGHT FINANCIAL, LLC

Feb 2006 – Jan 2023

PLEASANT HILL, CA

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

Jan 2000 – Feb 2007

PLEASANT HILL, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7

Series 24

Series 63

Registration record

First registered · January 10, 2000

Years registered · 26

Disclosure History

2007Customer Dispute·Denied

1998Customer Dispute·Settled

1998Employment Separation After Allegations

1992Customer Dispute·Settled

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

NPB FINANCIAL GROUP, LLC

CRD 137743 · SEC 801-65903

AUM

$249M

Regulatory assets under management

Employees

1,698 client accounts

Services offered by NPB FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NPB FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Warren Jr Seel offer?

Richard Warren Jr Seel specializes in Financial Planning, Investment Management.

What are Richard Warren Jr Seel's credentials?

Richard Warren Jr Seel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Warren Jr Seel located?

Richard Warren Jr Seel is based in BURBANK, California, last registered with NPB FINANCIAL GROUP, LLC.

How does Richard Warren Jr Seel charge for services?

Richard Warren Jr Seel's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NPB FINANCIAL GROUP, LLC?

NPB FINANCIAL GROUP, LLC has approximately 5 employees and manages $249M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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