Unclaimed Profile

Leslie Jayne Augustson

NPB FINANCIAL GROUP, LLC·BURBANK, California

SIE, Series 3, Series 7, Series 24, Series 63, Series 6626 years registeredNPB FINANCIAL GROUP, LLC

3500 W. OLIVE AVENUE, BURBANK, CA 91505CRD# 731027Firm CRD# 137743

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Leslie Jayne Augustson · BURBANK, CA

Registration

CRD #731027 · NPB FINANCIAL GROUP, LLC · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NPB FINANCIAL GROUP, LLC

AUGUST FINANCIAL ADVISORY

Sep 2017 – Dec 2021

MILL VALLEY, CA

NORTHWEST ASSET MANAGEMENT

Sep 2016 – Oct 2017

Mill Valley, CA

NPB FINANCIAL GROUP, LLC

Feb 2007 – Sep 2016

MILL VALLEY, CA

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

Feb 2006 – Mar 2007

MILL VALLEY, CA

ASSOCIATED SECURITIES CORP.

Sep 2005 – Mar 2007

TIBURON, CA

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Aug 2005 – Sep 2005

BELVEDERE TIBURON, CA

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

Jul 2000 – Aug 2005

TIBURON, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · July 5, 2000

Years registered · 26

Disclosure History

2008Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

NPB FINANCIAL GROUP, LLC

CRD 137743 · SEC 801-65903

AUM

$249M

Regulatory assets under management

Employees

1,698 client accounts

Services offered by NPB FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NPB FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Leslie Jayne Augustson offer?

Leslie Jayne Augustson specializes in Financial Planning, Investment Management.

What are Leslie Jayne Augustson's credentials?

Leslie Jayne Augustson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Leslie Jayne Augustson located?

Leslie Jayne Augustson is based in BURBANK, California, last registered with NPB FINANCIAL GROUP, LLC.

How does Leslie Jayne Augustson charge for services?

Leslie Jayne Augustson's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NPB FINANCIAL GROUP, LLC?

NPB FINANCIAL GROUP, LLC has approximately 5 employees and manages $249M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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