Unclaimed Profile

Neal Edwin Nakagiri

NPB FINANCIAL GROUP, LLC·BURBANK, California

SIE, Series 4, Series 5, Series 7TO, Series 14, Series 24, Series 27, Series 53, Series 55, Series 57TO, Series 63, Series 65, Series 99TO29 years registeredNPB FINANCIAL GROUP, LLC

3500 W. OLIVE AVENUE, BURBANK, CA 91505CRD# 722534Firm CRD# 137743

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Neal Edwin Nakagiri · BURBANK, CA

Registration

CRD #722534 · NPB FINANCIAL GROUP, LLC · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NPB FINANCIAL GROUP, LLC

NPB FINANCIAL GROUP, LLC

Jan 2006 – Mar 2022

BURBANK, CA

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

Jul 1997 – Dec 2005

LOS ANGELES, CA

ASSOCIATED SECURITIES CORP.

Jul 1997 – Dec 2004

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 5

Series 7TO

Series 14

Series 24

Series 27

Series 53

Series 55

Series 57TO

Series 63

Series 65

Series 99TO

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

2021Customer Dispute·Pending

2021Customer Dispute·Settled

2002Customer Dispute·Settled

1997Customer Dispute·Settled

7 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

NPB FINANCIAL GROUP, LLC

CRD 137743 · SEC 801-65903

AUM

$249M

Regulatory assets under management

Employees

1,698 client accounts

Services offered by NPB FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NPB FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Neal Edwin Nakagiri offer?

Neal Edwin Nakagiri specializes in Financial Planning, Investment Management.

What are Neal Edwin Nakagiri's credentials?

Neal Edwin Nakagiri is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Neal Edwin Nakagiri located?

Neal Edwin Nakagiri is based in BURBANK, California, last registered with NPB FINANCIAL GROUP, LLC.

How does Neal Edwin Nakagiri charge for services?

Neal Edwin Nakagiri's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NPB FINANCIAL GROUP, LLC?

NPB FINANCIAL GROUP, LLC has approximately 5 employees and manages $249M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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