Unclaimed Profile

Frank Stewart Chan

NPB FINANCIAL GROUP, LLC·BURBANK, California

SIE, Series 6, Series 7, Series 26, Series 52TO, Series 63, Series 99TONPB FINANCIAL GROUP, LLC

3500 W. OLIVE AVENUE, BURBANK, CA 91505CRD# 2549010Firm CRD# 137743

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Frank Stewart Chan · BURBANK, CA

Registration

CRD #2549010 · NPB FINANCIAL GROUP, LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 26

Series 52TO

Series 63

Series 99TO

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

NPB FINANCIAL GROUP, LLC

CRD 137743 · SEC 801-65903

AUM

$249M

Regulatory assets under management

Employees

1,698 client accounts

Services offered by NPB FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

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Introduction

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Frequently Asked Questions

What services does Frank Stewart Chan offer?

Frank Stewart Chan specializes in Financial Planning, Investment Management. Contact their office in BURBANK, California for a consultation.

What are Frank Stewart Chan's credentials?

Frank Stewart Chan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Frank Stewart Chan located?

Frank Stewart Chan is based in BURBANK, California, working with NPB FINANCIAL GROUP, LLC. Their office serves clients in the BURBANK metropolitan area and surrounding communities.

How does Frank Stewart Chan charge for services?

Frank Stewart Chan's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NPB FINANCIAL GROUP, LLC?

NPB FINANCIAL GROUP, LLC has approximately 5 employees and manages $249M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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