Unclaimed Profile

James Audy Braziel

NPB FINANCIAL GROUP, LLC·BURBANK, California

SIE, Series 7, Series 24, Series 63, Series 65CFPClean record24 years registeredNPB FINANCIAL GROUP, LLC

3500 W. OLIVE AVENUE, BURBANK, CA 91505CRD# 2321699Firm CRD# 137743

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Audy Braziel · BURBANK, CA

Registration

CRD #2321699 · NPB FINANCIAL GROUP, LLC · 24 years registered

Brand Profile

Not yet started

Career History

BRAZIEL & ASSOCIATES, LLC

Dec 2022 – present

INDEPENDENT FINANCIAL GROUP, LLC

Jul 2022 – present

BRAZIEL & ASSOCIATES, LLC

Mar 2019 – Oct 2022

ROSEVILLE, CA

BRAZIEL & ASSOCIATES, LLC

Jun 2009 – Apr 2019

ROSEVILLE, CA

NPB FINANCIAL GROUP, LLC

Apr 2006 – Jul 2022

CHICO, CA

ESTATE & FINANCIAL PLANNING

Jun 2003 – Dec 2007

CHICO, CA

THE PLANNERS NETWORK, INC.

Jan 2002 – Nov 2010

CHICO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · January 3, 2002

Years registered · 24

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NPB FINANCIAL GROUP, LLC

CRD 137743 · SEC 801-65903

AUM

$249M

Regulatory assets under management

Employees

1,698 client accounts

Services offered by NPB FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NPB FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does James Audy Braziel offer?

James Audy Braziel specializes in Financial Planning, Investment Management. Contact their office in BURBANK, California for a consultation.

What are James Audy Braziel's credentials?

James Audy Braziel holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James Audy Braziel located?

James Audy Braziel is based in BURBANK, California, working with NPB FINANCIAL GROUP, LLC. Their office serves clients in the BURBANK metropolitan area and surrounding communities.

How does James Audy Braziel charge for services?

James Audy Braziel's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NPB FINANCIAL GROUP, LLC?

NPB FINANCIAL GROUP, LLC has approximately 5 employees and manages $249M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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