Unclaimed Profile

Richard Benn Jr Mcfarland

NPB FINANCIAL GROUP, LLC·BURBANK, California

SIE, Series 6, Series 7, Series 22, Series 24, Series 6335 years registeredNPB FINANCIAL GROUP, LLC

3500 W. OLIVE AVENUE, BURBANK, CA 91505CRD# 1080626Firm CRD# 137743

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Benn Jr Mcfarland · BURBANK, CA

Registration

CRD #1080626 · NPB FINANCIAL GROUP, LLC · 35 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NPB FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

Jul 2022 – Dec 2022

Wyomissing, PA

NPB FINANCIAL GROUP, LLC

May 2006 – Jul 2022

Laguna Woods, CA

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

Jul 1997 – May 2006

WATSONVILLE, CA

ASSOCIATED SECURITIES CORP.

Jul 1997 – May 2006

WATSONVILLE, CA

MCFARLAND ASSOCIATES

Jul 1991 – May 2019

Laguna Woods, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 24

Series 63

Registration record

First registered · July 10, 1991

Years registered · 35

Disclosure History

2023Customer Dispute·Settled

2009Customer Dispute·Closed-No Action

1996Customer Dispute·Settled

1992Customer Dispute·Settled

1988Customer Dispute·Settled

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

NPB FINANCIAL GROUP, LLC

CRD 137743 · SEC 801-65903

AUM

$249M

Regulatory assets under management

Employees

1,698 client accounts

Services offered by NPB FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NPB FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Benn Jr Mcfarland offer?

Richard Benn Jr Mcfarland specializes in Financial Planning, Investment Management.

What are Richard Benn Jr Mcfarland's credentials?

Richard Benn Jr Mcfarland is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Benn Jr Mcfarland located?

Richard Benn Jr Mcfarland is based in BURBANK, California, last registered with NPB FINANCIAL GROUP, LLC.

How does Richard Benn Jr Mcfarland charge for services?

Richard Benn Jr Mcfarland's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NPB FINANCIAL GROUP, LLC?

NPB FINANCIAL GROUP, LLC has approximately 5 employees and manages $249M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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