Unclaimed Profile

James Hubert Braziel

NPB FINANCIAL GROUP, LLC·BURBANK, California

SIE, Series 1, Series 7TO, Series 24, Series 51Clean record24 years registeredNPB FINANCIAL GROUP, LLC

3500 W. OLIVE AVENUE, BURBANK, CA 91505CRD# 29443Firm CRD# 137743

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Hubert Braziel · BURBANK, CA

Registration

CRD #29443 · NPB FINANCIAL GROUP, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NPB FINANCIAL GROUP, LLC

BRAZIEL & ASSOCIATES, LLC

Mar 2019 – Aug 2024

Chico, CA

BRAZIEL & ASSOCIATES, LLC

Jun 2009 – Apr 2019

ROSEVILLE, CA

NPB FINANCIAL GROUP, LLC

Apr 2006 – Oct 2022

CHICO, CA

ESTATE & FINANCIAL PLANNING

Jun 2003 – Dec 2007

CHICO, CA

THE PLANNERS NETWORK, INC.

Jan 2002 – Nov 2010

CHICO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7TO

Series 24

Series 51

Registration record

First registered · January 1, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NPB FINANCIAL GROUP, LLC

CRD 137743 · SEC 801-65903

AUM

$249M

Regulatory assets under management

Employees

1,698 client accounts

Services offered by NPB FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NPB FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does James Hubert Braziel offer?

James Hubert Braziel specializes in Financial Planning, Investment Management.

What are James Hubert Braziel's credentials?

James Hubert Braziel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Hubert Braziel located?

James Hubert Braziel is based in BURBANK, California, last registered with NPB FINANCIAL GROUP, LLC.

How does James Hubert Braziel charge for services?

James Hubert Braziel's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NPB FINANCIAL GROUP, LLC?

NPB FINANCIAL GROUP, LLC has approximately 5 employees and manages $249M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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