Unclaimed Profile

Ron Freund

THE SOCIAL EQUITY GROUP, INC.·BERKELEY, California

SIE, Series 6, Series 7, Series 24, Series 63Clean record26 years registeredTHE SOCIAL EQUITY GROUP, INC.

2550 9TH STREET, BERKELEY, CA 94710CRD# 1267922Firm CRD# 123747

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ron Freund · BERKELEY, CA

Registration

CRD #1267922 · THE SOCIAL EQUITY GROUP, INC. · 26 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Jun 2025 – present

WESTERN INTERNATIONAL SECURITIES

Aug 2017 – Jun 2025

Emeryville, CA

THE SOCIAL EQUITY GROUP, INC.

Jun 2000 – Dec 2025

Emeryville, CA

FINANCIAL WEST GROUP

Apr 2000 – Aug 2017

EMERYVILLE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Registration record

First registered · April 27, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE SOCIAL EQUITY GROUP, INC.

CRD 123747 · SEC 801-67244

AUM

$49M

Regulatory assets under management

Employees

105 client accounts

Services offered by THE SOCIAL EQUITY GROUP, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at THE SOCIAL EQUITY GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Ron Freund offer?

Ron Freund specializes in Investment Management, Wealth Management. Contact their office in BERKELEY, California for a consultation.

What are Ron Freund's credentials?

Ron Freund is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ron Freund located?

Ron Freund is based in BERKELEY, California, working with THE SOCIAL EQUITY GROUP, INC.. Their office serves clients in the BERKELEY metropolitan area and surrounding communities.

How does Ron Freund charge for services?

Ron Freund's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE SOCIAL EQUITY GROUP, INC.?

THE SOCIAL EQUITY GROUP, INC. has approximately 1 employees and manages $49M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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