Unclaimed Profile

Alex Gates

CLAYTON PARTNERS LLC·BERKELEY, California

Clean recordCLAYTON PARTNERS LLC

3160 COLLEGE AVENUE, BERKELEY, CA 94705CRD# 6842445Firm CRD# 127546

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alex Gates · BERKELEY, CA

Registration

CRD #6842445 · CLAYTON PARTNERS LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Alex Gates is a registered financial advisor based in BERKELEY, California, affiliated with CLAYTON PARTNERS LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Wealth Management

Client Types

Individuals

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

CLAYTON PARTNERS LLC

AUM

$152M

Regulatory assets under management

Employees

Total firm employees

View all advisors at CLAYTON PARTNERS LLC →

Services

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 6842445

Firm CRD# 127546

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Frequently Asked Questions

What services does Alex Gates offer?

Alex Gates specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in BERKELEY, California for a consultation.

What are Alex Gates's credentials?

Alex Gates is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alex Gates located?

Alex Gates is based in BERKELEY, California, working with CLAYTON PARTNERS LLC. Their office serves clients in the BERKELEY metropolitan area and surrounding communities.

How does Alex Gates charge for services?

Alex Gates's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLAYTON PARTNERS LLC?

CLAYTON PARTNERS LLC has approximately 3 employees and manages $152M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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