Unclaimed Profile

Duncan John Meaney

THE SOCIAL EQUITY GROUP, INC.·BERKELEY, California

SIE, Series 6, Series 7, Series 24, Series 6333 years registeredTHE SOCIAL EQUITY GROUP, INC.

2550 9TH STREET, BERKELEY, CA 94710CRD# 1124359Firm CRD# 123747

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Duncan John Meaney · BERKELEY, CA

Registration

CRD #1124359 · THE SOCIAL EQUITY GROUP, INC. · 33 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Jun 2025 – present

THE SOCIAL EQUITY GROUP, INC.

Jan 1993 – present

WESTERN INTERNATIONAL SECURITIES

Aug 2017 – Nov 2022

San Francisco, CA

FINANCIAL WEST GROUP

Jul 2008 – Aug 2017

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Registration record

First registered · January 1, 1993

Years registered · 33

Disclosure History

2013Regulatory·Final

2003Regulatory·Final

1996Customer Dispute·Settled

1995Regulatory·Final

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

THE SOCIAL EQUITY GROUP, INC.

CRD 123747 · SEC 801-67244

AUM

$49M

Regulatory assets under management

Employees

105 client accounts

Services offered by THE SOCIAL EQUITY GROUP, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at THE SOCIAL EQUITY GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Duncan John Meaney offer?

Duncan John Meaney specializes in Investment Management, Wealth Management. Contact their office in BERKELEY, California for a consultation.

What are Duncan John Meaney's credentials?

Duncan John Meaney is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Duncan John Meaney located?

Duncan John Meaney is based in BERKELEY, California, working with THE SOCIAL EQUITY GROUP, INC.. Their office serves clients in the BERKELEY metropolitan area and surrounding communities.

How does Duncan John Meaney charge for services?

Duncan John Meaney's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE SOCIAL EQUITY GROUP, INC.?

THE SOCIAL EQUITY GROUP, INC. has approximately 1 employees and manages $49M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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