AdvisorOS Directory
Claim Profile
Unclaimed Profile
BK

Brian Thomas Kozel

NORTH BERKELEY WEALTH MANAGEMENT, LLC·BERKELEY, California
Clean record10 years registeredNORTH BERKELEY WEALTH MANAGEMENT, LLC
1820 SOLANO AVE, BERKELEY, CA 94707CRD# 5601007Firm CRD# 136431

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Brian Thomas Kozel · BERKELEY, CA
Registration
CRD #5601007 · NORTH BERKELEY WEALTH MANAGEMENT, LLC · 10 years registered
Brand Profile
Not yet started
01

Career History

NORTH BERKELEY WEALTH MANAGEMENT, LLC
Nov 2015 – present
02

Registrations & Exams

Registration record
First registered · November 12, 2015
Years registered · 10
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
NORTH BERKELEY WEALTH MANAGEMENT, LLC
CRD 136431 · SEC 801-64572
AUM
$613M
Regulatory assets under management
Employees
15
1,465 client accounts
Services offered by NORTH BERKELEY WEALTH MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at NORTH BERKELEY WEALTH MANAGEMENT, LLC →
Introduction

Speak with Brian

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Brian is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in BERKELEY?

Browse all registered financial advisors in BERKELEY, California or claim this profile if it's yours.

Browse BERKELEY AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Brian Thomas Kozel offer?
Brian Thomas Kozel specializes in Financial Planning, Investment Management. Contact their office in BERKELEY, California for a consultation.
What are Brian Thomas Kozel's credentials?
Brian Thomas Kozel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Brian Thomas Kozel located?
Brian Thomas Kozel is based in BERKELEY, California, working with NORTH BERKELEY WEALTH MANAGEMENT, LLC. Their office serves clients in the BERKELEY metropolitan area and surrounding communities.
How does Brian Thomas Kozel charge for services?
Brian Thomas Kozel's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NORTH BERKELEY WEALTH MANAGEMENT, LLC?
NORTH BERKELEY WEALTH MANAGEMENT, LLC has approximately 15 employees and manages $613M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at NORTH BERKELEY WEALTH MANAGEMENT, LLC

Susan Mary Reinhold
BERKELEY, CA
Katherine Campbell King
BERKELEY, CA
Samuel James Wood-Bednarz
BERKELEY, CA
Theodore Harper Tilles
BERKELEY, CA
CFP

More Advisors in BERKELEY, California

Duncan John Meaney
THE SOCIAL EQUITY GROUP, INC.·BERKELEY, CA
Jonathan Manzo-Cardenas
AFFINITY CAPITAL ADVISORS LLC·BERKELEY, CA
Ron Freund
THE SOCIAL EQUITY GROUP, INC.·BERKELEY, CA
Alex Gates
CLAYTON PARTNERS LLC·BERKELEY, CA
Douglas Reed Thorne
AFFINITY CAPITAL ADVISORS LLC·BERKELEY, CA
Jeremy Hancock Taylor
LASSEN CAPITAL MANAGEMENT, L.P.·BERKELEY, CA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in California
SAN FRANCISCO (951)LOS ANGELES (679)SAN DIEGO (421)NEWPORT BEACH (277)IRVINE (191)PASADENA (130)WALNUT CREEK (121)SANTA MONICA (118)SANTA BARBARA (103)LA JOLLA (100)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideSAN DIEGO GuideNEWPORT BEACH GuideIRVINE Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
Request removal of this profile