Unclaimed Profile

Mark Nmn Allen

ACCESS SOFTEK ADVISORY SERVICES, LLC·BERKELEY, California

SIE, Series 3, Series 7, Series 24, Series 53, Series 63, Series 6519 years registeredACCESS SOFTEK ADVISORY SERVICES, LLC

727 ALLSTON WAY, BERKELEY, CA 94710CRD# 731800Firm CRD# 299800

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Nmn Allen · BERKELEY, CA

Registration

CRD #731800 · ACCESS SOFTEK ADVISORY SERVICES, LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ACCESS SOFTEK ADVISORY SERVICES, LLC

ACCESS SOFTEK ADVISORY SERVICES

Jul 2019 – Oct 2023

BERKELEY, CA

WSECU INVESTMENT MANAGEMENT

Jan 2011 – May 2016

OLYMPIA, WA

LPL FINANCIAL LLC

Sep 2010 – Apr 2016

OLYMPIA, WA

DFC INVESTOR SERVICES

Aug 2006 – Dec 2006

IRVINE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 53

Series 63

Series 65

Registration record

First registered · August 22, 2006

Years registered · 19

Disclosure History

2006Employment Separation After Allegations

1989Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ACCESS SOFTEK ADVISORY SERVICES, LLC

CRD 299800 · SEC 801-116873

AUM

$4M

Regulatory assets under management

Employees

3,342 client accounts

Services offered by ACCESS SOFTEK ADVISORY SERVICES, LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at ACCESS SOFTEK ADVISORY SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Mark Nmn Allen offer?

Mark Nmn Allen specializes in Investment Management, Fee-Only Advisory.

What are Mark Nmn Allen's credentials?

Mark Nmn Allen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark Nmn Allen located?

Mark Nmn Allen is based in BERKELEY, California, last registered with ACCESS SOFTEK ADVISORY SERVICES, LLC.

How does Mark Nmn Allen charge for services?

Mark Nmn Allen's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ACCESS SOFTEK ADVISORY SERVICES, LLC?

ACCESS SOFTEK ADVISORY SERVICES, LLC has approximately 2 employees and manages $4M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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