Unclaimed Profile

Katherine Campbell King

NORTH BERKELEY WEALTH MANAGEMENT, LLC·BERKELEY, California

Series 7, Series 24, Series 27, Series 63, Series 65Clean record29 years registeredNORTH BERKELEY WEALTH MANAGEMENT, LLC

1820 SOLANO AVE, BERKELEY, CA 94707CRD# 2377541Firm CRD# 136431

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Katherine Campbell King · BERKELEY, CA

Registration

CRD #2377541 · NORTH BERKELEY WEALTH MANAGEMENT, LLC · 29 years registered

Brand Profile

Not yet started

Career History

NORTH BERKELEY WEALTH MANAGEMENT, LLC

Jan 2007 – present

PROTECTED INVESTORS OF AMERICA

Jun 2009 – Sep 2012

BERKELEY, CA

NORTH BERKELEY INVESTMENT PARTNERS, LLC

Sep 2005 – Dec 2006

BERKELEY, CA

PROTECTED INVESTORS OF AMERICA

Jul 1997 – Dec 2007

BERKELEY, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 27

Series 63

Series 65

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NORTH BERKELEY WEALTH MANAGEMENT, LLC

CRD 136431 · SEC 801-64572

AUM

$613M

Regulatory assets under management

Employees

1,465 client accounts

Services offered by NORTH BERKELEY WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NORTH BERKELEY WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Katherine Campbell King offer?

Katherine Campbell King specializes in Financial Planning, Investment Management. Contact their office in BERKELEY, California for a consultation.

What are Katherine Campbell King's credentials?

Katherine Campbell King is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Katherine Campbell King located?

Katherine Campbell King is based in BERKELEY, California, working with NORTH BERKELEY WEALTH MANAGEMENT, LLC. Their office serves clients in the BERKELEY metropolitan area and surrounding communities.

How does Katherine Campbell King charge for services?

Katherine Campbell King's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORTH BERKELEY WEALTH MANAGEMENT, LLC?

NORTH BERKELEY WEALTH MANAGEMENT, LLC has approximately 15 employees and manages $613M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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