Unclaimed Profile

Solomon John Stewart

NFP RETIREMENT INC.·ALISO VIEJO, California

SIE, Series 3, Series 7, Series 63CFAClean record12 years registeredNFP RETIREMENT INC.

120 VANTIS, ALISO VIEJO, CA 92656CRD# 5823172Firm CRD# 121254

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Solomon John Stewart · ALISO VIEJO, CA

Registration

CRD #5823172 · NFP RETIREMENT INC. · 12 years registered

Brand Profile

Not yet started

Career History

WEALTHSPIRE RETIREMENT ADVISORY

Jun 2014 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 63

Registration record

First registered · June 5, 2014

Years registered · 12

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NFP RETIREMENT INC.

CRD 121254 · SEC 801-66107

AUM

$96.5B

Regulatory assets under management

Employees

219

5,514 client accounts

Services offered by NFP RETIREMENT INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NFP RETIREMENT INC. →

Introduction

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Frequently Asked Questions

What services does Solomon John Stewart offer?

Solomon John Stewart specializes in Financial Planning, Investment Management. Contact their office in ALISO VIEJO, California for a consultation.

What are Solomon John Stewart's credentials?

Solomon John Stewart holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Solomon John Stewart located?

Solomon John Stewart is based in ALISO VIEJO, California, working with NFP RETIREMENT INC.. Their office serves clients in the ALISO VIEJO metropolitan area and surrounding communities.

How does Solomon John Stewart charge for services?

Solomon John Stewart's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NFP RETIREMENT INC.?

NFP RETIREMENT INC. has approximately 219 employees and manages $96.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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