Unclaimed Profile

Mark David Roth

CLARAPHI ADVISORY NETWORK, LLC·ALISO VIEJO, California

Series 7, Series 24, Series 63, Series 66Clean record20 years registeredCLARAPHI ADVISORY NETWORK, LLC

120 VANTIS DRIVE, ALISO VIEJO, CA 92656CRD# 2702125Firm CRD# 165868

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark David Roth · ALISO VIEJO, CA

Registration

CRD #2702125 · CLARAPHI ADVISORY NETWORK, LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CLARAPHI ADVISORY NETWORK, LLC

A&M ASSET ADMINISTRATION, LLC

Jan 2023 – Jul 2024

PHOENIX, AZ

CLARAPHI ADVISORY NETWORK, LLC

Dec 2012 – Dec 2021

Lake Forest Park, WA

M. DAVID ROTH, LLC

Feb 2011 – Mar 2012

SEATTLE, WA

NATIONAL ASSET MANAGEMENT, INC.

Aug 2009 – Aug 2011

SEATTLE, WA

NATIONAL ASSET MANAGEMENT, INC.

Feb 2007 – Aug 2007

SEATTLE, WA

SMART PORTFOLIOS, LLC

Mar 2006 – Oct 2006

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · March 23, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CLARAPHI ADVISORY NETWORK, LLC

CRD 165868 · SEC 801-80575

AUM

$383M

Regulatory assets under management

Employees

2,422 client accounts

Services offered by CLARAPHI ADVISORY NETWORK, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CLARAPHI ADVISORY NETWORK, LLC →

Introduction

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Frequently Asked Questions

What services does Mark David Roth offer?

Mark David Roth specializes in Financial Planning, Investment Management.

What are Mark David Roth's credentials?

Mark David Roth is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark David Roth located?

Mark David Roth is based in ALISO VIEJO, California, last registered with CLARAPHI ADVISORY NETWORK, LLC.

How does Mark David Roth charge for services?

Mark David Roth's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLARAPHI ADVISORY NETWORK, LLC?

CLARAPHI ADVISORY NETWORK, LLC has approximately 8 employees and manages $383M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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