Unclaimed Profile

Justin Louis Goldstein

NFP RETIREMENT INC.·ALISO VIEJO, California

SIE, Series 7, Series 6616 years registeredNFP RETIREMENT INC.

120 VANTIS, ALISO VIEJO, CA 92656CRD# 5779980Firm CRD# 121254

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Justin Louis Goldstein · ALISO VIEJO, CA

Registration

CRD #5779980 · NFP RETIREMENT INC. · 16 years registered

Brand Profile

Not yet started

Career History

WEALTHSPIRE ADVISORS

Jun 2026 – present

WEALTHSPIRE RETIREMENT ADVISORY

Jun 2019 – present

WEALTHSPIRE ADVISORS

Jun 2013 – Jan 2020

Madison, WI

BAKER TILLY INVESTMENT ADVISORS

Aug 2012 – Jul 2013

MADISON, WI

WADDELL & REED, INC.

Aug 2010 – Aug 2012

MADISON, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · August 13, 2010

Years registered · 16

Disclosure History

1999Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

NFP RETIREMENT INC.

CRD 121254 · SEC 801-66107

AUM

$96.5B

Regulatory assets under management

Employees

219

5,514 client accounts

Services offered by NFP RETIREMENT INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NFP RETIREMENT INC. →

Introduction

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Frequently Asked Questions

What services does Justin Louis Goldstein offer?

Justin Louis Goldstein specializes in Financial Planning, Investment Management. Contact their office in ALISO VIEJO, California for a consultation.

What are Justin Louis Goldstein's credentials?

Justin Louis Goldstein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Justin Louis Goldstein located?

Justin Louis Goldstein is based in ALISO VIEJO, California, working with NFP RETIREMENT INC.. Their office serves clients in the ALISO VIEJO metropolitan area and surrounding communities.

How does Justin Louis Goldstein charge for services?

Justin Louis Goldstein's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NFP RETIREMENT INC.?

NFP RETIREMENT INC. has approximately 219 employees and manages $96.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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