Unclaimed Profile

Joel Barry Shapiro

NFP RETIREMENT INC.·ALISO VIEJO, California

SIE, Series 6, Series 63, Series 65Clean record20 years registeredNFP RETIREMENT INC.

120 VANTIS, ALISO VIEJO, CA 92656CRD# 5104448Firm CRD# 121254

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joel Barry Shapiro · ALISO VIEJO, CA

Registration

CRD #5104448 · NFP RETIREMENT INC. · 20 years registered

Brand Profile

Not yet started

Career History

KESTRA INVESTMENT SERVICES, LLC

Apr 2023 – present

WEALTHSPIRE RETIREMENT ADVISORY

Jun 2006 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 63

Series 65

Registration record

First registered · June 27, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NFP RETIREMENT INC.

CRD 121254 · SEC 801-66107

AUM

$96.5B

Regulatory assets under management

Employees

219

5,514 client accounts

Services offered by NFP RETIREMENT INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NFP RETIREMENT INC. →

Introduction

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Frequently Asked Questions

What services does Joel Barry Shapiro offer?

Joel Barry Shapiro specializes in Financial Planning, Investment Management. Contact their office in ALISO VIEJO, California for a consultation.

What are Joel Barry Shapiro's credentials?

Joel Barry Shapiro is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joel Barry Shapiro located?

Joel Barry Shapiro is based in ALISO VIEJO, California, working with NFP RETIREMENT INC.. Their office serves clients in the ALISO VIEJO metropolitan area and surrounding communities.

How does Joel Barry Shapiro charge for services?

Joel Barry Shapiro's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NFP RETIREMENT INC.?

NFP RETIREMENT INC. has approximately 219 employees and manages $96.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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