Unclaimed Profile

Joel Barry Shapiro

NFP RETIREMENT INC.·ALISO VIEJO, California

Clean recordNFP RETIREMENT INC.

120 VANTIS, ALISO VIEJO, CA 92656CRD# 5104448Firm CRD# 121254

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joel Barry Shapiro · ALISO VIEJO, CA

Registration

CRD #5104448 · NFP RETIREMENT INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Joel Barry Shapiro is a registered financial advisor based in ALISO VIEJO, California, affiliated with NFP RETIREMENT INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

NFP RETIREMENT INC.

AUM

$96.5B

Regulatory assets under management

Employees

219

Total firm employees

View all advisors at NFP RETIREMENT INC. →

Services

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 5104448

Firm CRD# 121254

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Joel Barry Shapiro offer?

Joel Barry Shapiro specializes in Financial Planning, Investment Management. Contact their office in ALISO VIEJO, California for a consultation.

What are Joel Barry Shapiro's credentials?

Joel Barry Shapiro is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joel Barry Shapiro located?

Joel Barry Shapiro is based in ALISO VIEJO, California, working with NFP RETIREMENT INC.. Their office serves clients in the ALISO VIEJO metropolitan area and surrounding communities.

How does Joel Barry Shapiro charge for services?

Joel Barry Shapiro's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NFP RETIREMENT INC.?

NFP RETIREMENT INC. has approximately 219 employees and manages $96.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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