Unclaimed Profile

Roxanna Marie Guinan

CLARAPHI ADVISORY NETWORK, LLC·ALISO VIEJO, California

SIE, Series 7, Series 8, Series 24, Series 63, Series 6512 years registeredCLARAPHI ADVISORY NETWORK, LLC

120 VANTIS DRIVE, ALISO VIEJO, CA 92656CRD# 1194705Firm CRD# 165868

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roxanna Marie Guinan · ALISO VIEJO, CA

Registration

CRD #1194705 · CLARAPHI ADVISORY NETWORK, LLC · 12 years registered

Brand Profile

Not yet started

Career History

CARDEA CAPITAL ADVISORS, LLC

May 2024 – present

CLARAPHI ADVISORY NETWORK, LLC

Jul 2016 – Jul 2022

Vero Beach, FL

EQIS CAPITAL MANAGEMENT

Jun 2014 – Jan 2016

SAN RAFAEL, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 24

Series 63

Series 65

Registration record

First registered · June 19, 2014

Years registered · 12

Disclosure History

2022Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CLARAPHI ADVISORY NETWORK, LLC

CRD 165868 · SEC 801-80575

AUM

$383M

Regulatory assets under management

Employees

2,422 client accounts

Services offered by CLARAPHI ADVISORY NETWORK, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CLARAPHI ADVISORY NETWORK, LLC →

Introduction

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Frequently Asked Questions

What services does Roxanna Marie Guinan offer?

Roxanna Marie Guinan specializes in Financial Planning, Investment Management. Contact their office in ALISO VIEJO, California for a consultation.

What are Roxanna Marie Guinan's credentials?

Roxanna Marie Guinan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Roxanna Marie Guinan located?

Roxanna Marie Guinan is based in ALISO VIEJO, California, working with CLARAPHI ADVISORY NETWORK, LLC. Their office serves clients in the ALISO VIEJO metropolitan area and surrounding communities.

How does Roxanna Marie Guinan charge for services?

Roxanna Marie Guinan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLARAPHI ADVISORY NETWORK, LLC?

CLARAPHI ADVISORY NETWORK, LLC has approximately 8 employees and manages $383M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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