Unclaimed Profile

Kathleen Margaret Mcpherson

CLARAPHI ADVISORY NETWORK, LLC·ALISO VIEJO, California

SIE, Series 6, Series 7, Series 22, Series 24, Series 31, Series 39, Series 62, Series 63, Series 65, Series 79TO, Series 99TO17 years registeredCLARAPHI ADVISORY NETWORK, LLC

120 VANTIS DRIVE, ALISO VIEJO, CA 92656CRD# 1526361Firm CRD# 165868

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kathleen Margaret Mcpherson · ALISO VIEJO, CA

Registration

CRD #1526361 · CLARAPHI ADVISORY NETWORK, LLC · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CLARAPHI ADVISORY NETWORK, LLC

CLARAPHI ADVISORY NETWORK, LLC

Jul 2022 – Apr 2023

San Diego, CA

CLARAPHI ADVISORY NETWORK, LLC

Mar 2015 – Mar 2021

SAN DIEGO, CA

ALPHA STRATEGIES INVESTMENT CONSULTING

Oct 2014 – Mar 2015

IRVINE, CA

NEWPORT COAST ASSET MANAGEMENT

Aug 2009 – Nov 2013

IRVINE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 24

Series 31

Series 39

Series 62

Series 63

Series 65

Series 79TO

Series 99TO

Registration record

First registered · August 12, 2009

Years registered · 17

Disclosure History

2007Regulatory·Final

2006Customer Dispute·Award / Judgment

2004Customer Dispute·Settled

2003Regulatory·Final

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CLARAPHI ADVISORY NETWORK, LLC

CRD 165868 · SEC 801-80575

AUM

$383M

Regulatory assets under management

Employees

2,422 client accounts

Services offered by CLARAPHI ADVISORY NETWORK, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CLARAPHI ADVISORY NETWORK, LLC →

Introduction

Speak with Kathleen

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Kathleen is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ALISO VIEJO?

Browse all registered financial advisors in ALISO VIEJO, California or claim this profile if it's yours.

Browse ALISO VIEJO Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Kathleen Margaret Mcpherson offer?

Kathleen Margaret Mcpherson specializes in Financial Planning, Investment Management.

What are Kathleen Margaret Mcpherson's credentials?

Kathleen Margaret Mcpherson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kathleen Margaret Mcpherson located?

Kathleen Margaret Mcpherson is based in ALISO VIEJO, California, last registered with CLARAPHI ADVISORY NETWORK, LLC.

How does Kathleen Margaret Mcpherson charge for services?

Kathleen Margaret Mcpherson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLARAPHI ADVISORY NETWORK, LLC?

CLARAPHI ADVISORY NETWORK, LLC has approximately 8 employees and manages $383M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →