Unclaimed Profile

Scott Allen Klaassen

CLARAPHI ADVISORY NETWORK, LLC·ALISO VIEJO, California

SIE, Series 6, Series 7, Series 63, Series 658 years registeredCLARAPHI ADVISORY NETWORK, LLC

120 VANTIS DRIVE, ALISO VIEJO, CA 92656CRD# 3098168Firm CRD# 165868

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Allen Klaassen · ALISO VIEJO, CA

Registration

CRD #3098168 · CLARAPHI ADVISORY NETWORK, LLC · 8 years registered

Brand Profile

Not yet started

Career History

TURNER FINANCIAL GROUP, INC.

Mar 2023 – present

CLARAPHI ADVISORY NETWORK, LLC

Sep 2017 – Feb 2021

OMAHA, NE

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · September 12, 2017

Years registered · 8

Disclosure History

2021Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CLARAPHI ADVISORY NETWORK, LLC

CRD 165868 · SEC 801-80575

AUM

$383M

Regulatory assets under management

Employees

2,422 client accounts

Services offered by CLARAPHI ADVISORY NETWORK, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CLARAPHI ADVISORY NETWORK, LLC →

Introduction

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Frequently Asked Questions

What services does Scott Allen Klaassen offer?

Scott Allen Klaassen specializes in Financial Planning, Investment Management. Contact their office in ALISO VIEJO, California for a consultation.

What are Scott Allen Klaassen's credentials?

Scott Allen Klaassen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott Allen Klaassen located?

Scott Allen Klaassen is based in ALISO VIEJO, California, working with CLARAPHI ADVISORY NETWORK, LLC. Their office serves clients in the ALISO VIEJO metropolitan area and surrounding communities.

How does Scott Allen Klaassen charge for services?

Scott Allen Klaassen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLARAPHI ADVISORY NETWORK, LLC?

CLARAPHI ADVISORY NETWORK, LLC has approximately 8 employees and manages $383M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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