Unclaimed Profile

William Franz Kim Schaff

PHOCAS FINANCIAL CORPORATION·ALAMEDA, California

Series 2, Series 6, Series 63, Series 6524 years registeredPHOCAS FINANCIAL CORPORATION

1080 MARINA VILLAGE PARKWAY, ALAMEDA, CA 94501-1001CRD# 1577475Firm CRD# 135470

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Franz Kim Schaff · ALAMEDA, CA

Registration

CRD #1577475 · PHOCAS FINANCIAL CORPORATION · 24 years registered

Brand Profile

Not yet started

Career History

PHOCAS FINANCIAL CORPORATION

Jan 2009 – present

ANIRA ADVISORY GROUP, LLC

Apr 2005 – Dec 2006

GREENBRAE, CA

BAY ISLE FINANCIAL LLC

Mar 2002 – Mar 2005

OAKLAND, CA

Registrations & Exams

FINRA examinations passed

Series 2

Series 6

Series 63

Series 65

Registration record

First registered · March 8, 2002

Years registered · 24

Disclosure History

2005Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PHOCAS FINANCIAL CORPORATION

CRD 135470 · SEC 801-64317

AUM

$829M

Regulatory assets under management

Employees

56 client accounts

Services offered by PHOCAS FINANCIAL CORPORATION

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at PHOCAS FINANCIAL CORPORATION →

Introduction

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Frequently Asked Questions

What services does William Franz Kim Schaff offer?

William Franz Kim Schaff specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in ALAMEDA, California for a consultation.

What are William Franz Kim Schaff's credentials?

William Franz Kim Schaff is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Franz Kim Schaff located?

William Franz Kim Schaff is based in ALAMEDA, California, working with PHOCAS FINANCIAL CORPORATION. Their office serves clients in the ALAMEDA metropolitan area and surrounding communities.

How does William Franz Kim Schaff charge for services?

William Franz Kim Schaff's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PHOCAS FINANCIAL CORPORATION?

PHOCAS FINANCIAL CORPORATION has approximately 8 employees and manages $829M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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