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Cliff Wingyin Shum

SHUM FINANCIAL GROUP, INC.·ALAMEDA, California
Unclaimed Profile
1402 PARK STREET, SUITE E, ALAMEDA, CA 94501CRD# 2973780Firm CRD# 285426
01

About

Cliff Wingyin Shum is a registered financial advisor based in ALAMEDA, California, affiliated with SHUM FINANCIAL GROUP, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
SHUM FINANCIAL GROUP, INC.
SHUM FINANCIAL GROUP, INC.
AUM
$246M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at SHUM FINANCIAL GROUP, INC. →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Other
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Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 2973780
Firm CRD# 285426
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Cliff Wingyin Shum offer?
Cliff Wingyin Shum specializes in Financial Planning, Investment Management. Contact their office in ALAMEDA, California for a consultation.
What are Cliff Wingyin Shum's credentials?
Cliff Wingyin Shum is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Cliff Wingyin Shum located?
Cliff Wingyin Shum is based in ALAMEDA, California, working with SHUM FINANCIAL GROUP, INC.. Their office serves clients in the ALAMEDA metropolitan area and surrounding communities.
How does Cliff Wingyin Shum charge for services?
Cliff Wingyin Shum's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SHUM FINANCIAL GROUP, INC.?
SHUM FINANCIAL GROUP, INC. has approximately 4 employees and manages $246M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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City Guides
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Research
Advisor Fees in CaliforniaNational Fee Analysis
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