Unclaimed Profile

Stephen Lee Block

PHOCAS FINANCIAL CORPORATION·ALAMEDA, California

Clean record24 years registeredPHOCAS FINANCIAL CORPORATION

1080 MARINA VILLAGE PARKWAY, ALAMEDA, CA 94501-1001CRD# 4584035Firm CRD# 135470

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Lee Block · ALAMEDA, CA

Registration

CRD #4584035 · PHOCAS FINANCIAL CORPORATION · 24 years registered

Brand Profile

Not yet started

Career History

ELEVATION WEALTH PARTNERS, LLC

Oct 2023 – present

PHOCAS FINANCIAL CORPORATION

Jan 2009 – Feb 2024

ALAMEDA, CA

BAY ISLE FINANCIAL LLC

Mar 2002 – Apr 2005

OAKLAND, CA

Registrations & Exams

Registration record

First registered · March 8, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PHOCAS FINANCIAL CORPORATION

CRD 135470 · SEC 801-64317

AUM

$829M

Regulatory assets under management

Employees

56 client accounts

Services offered by PHOCAS FINANCIAL CORPORATION

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at PHOCAS FINANCIAL CORPORATION →

Introduction

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Frequently Asked Questions

What services does Stephen Lee Block offer?

Stephen Lee Block specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in ALAMEDA, California for a consultation.

What are Stephen Lee Block's credentials?

Stephen Lee Block is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Lee Block located?

Stephen Lee Block is based in ALAMEDA, California, working with PHOCAS FINANCIAL CORPORATION. Their office serves clients in the ALAMEDA metropolitan area and surrounding communities.

How does Stephen Lee Block charge for services?

Stephen Lee Block's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PHOCAS FINANCIAL CORPORATION?

PHOCAS FINANCIAL CORPORATION has approximately 8 employees and manages $829M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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