Unclaimed Profile

Stephen Lee Block

PHOCAS FINANCIAL CORPORATION·ALAMEDA, California

Clean recordPHOCAS FINANCIAL CORPORATION

1080 MARINA VILLAGE PARKWAY, ALAMEDA, CA 94501-1001CRD# 4584035Firm CRD# 135470

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Lee Block · ALAMEDA, CA

Registration

CRD #4584035 · PHOCAS FINANCIAL CORPORATION

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Stephen Lee Block is a registered financial advisor based in ALAMEDA, California, affiliated with PHOCAS FINANCIAL CORPORATION. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Wealth Management

Fee-Only Advisory

Client Types

Individuals

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

PHOCAS FINANCIAL CORPORATION

AUM

$829M

Regulatory assets under management

Employees

Total firm employees

View all advisors at PHOCAS FINANCIAL CORPORATION →

Services

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 4584035

Firm CRD# 135470

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Stephen Lee Block offer?

Stephen Lee Block specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in ALAMEDA, California for a consultation.

What are Stephen Lee Block's credentials?

Stephen Lee Block is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Lee Block located?

Stephen Lee Block is based in ALAMEDA, California, working with PHOCAS FINANCIAL CORPORATION. Their office serves clients in the ALAMEDA metropolitan area and surrounding communities.

How does Stephen Lee Block charge for services?

Stephen Lee Block's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PHOCAS FINANCIAL CORPORATION?

PHOCAS FINANCIAL CORPORATION has approximately 8 employees and manages $829M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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