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PHOCAS FINANCIAL CORPORATION
PHOCAS FINANCIAL CORPORATION
ALAMEDA, California
·
6 registered advisors
·
CRD# 135470
SEC# 801-64317
0
510-523-5800
01
Firm Overview
AUM
$829M
Regulatory assets under management
Employees
8
Total firm employees
Advisors
6
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Compensation
Percentage of AUM
03
Specialties
Investment Management
Retirement Planning
Wealth Management
Fee-Only Advisory
04
Advisors at PHOCAS FINANCIAL CORPORATION
6 registered advisors
Frances K. Chiu
ALAMEDA, California
CRD# 5248204
James Archie Murray
ALAMEDA, California
CRD# 2651053
Kevin Francis Granger
ALAMEDA, California
CRD# 2093058
Stephen Lee Block
ALAMEDA, California
CRD# 4584035
William Franz Kim Schaff
ALAMEDA, California
CRD# 1577475
Yolanda Waggoner Foreman
ALAMEDA, California
CRD# 2928110
05
Office Locations
ALAMEDA, California
6 advisors
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Data sourced from SEC Form ADV filings. PHOCAS FINANCIAL CORPORATION (CRD# 135470) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.