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James Archie Murray

PHOCAS FINANCIAL CORPORATION·ALAMEDA, California
Series 7, Series 63Clean record17 years registeredPHOCAS FINANCIAL CORPORATION
1080 MARINA VILLAGE PARKWAY, ALAMEDA, CA 94501-1001CRD# 2651053Firm CRD# 135470

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Archie Murray · ALAMEDA, CA
Registration
CRD #2651053 · PHOCAS FINANCIAL CORPORATION · 17 years registered
Brand Profile
Not yet started
01

Career History

PHOCAS FINANCIAL CORPORATION
Jan 2009 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Registration record
First registered · January 22, 2009
Years registered · 17
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
PHOCAS FINANCIAL CORPORATION
CRD 135470 · SEC 801-64317
AUM
$829M
Regulatory assets under management
Employees
8
56 client accounts
Services offered by PHOCAS FINANCIAL CORPORATION
Per Form ADV
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
View all advisors at PHOCAS FINANCIAL CORPORATION →
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05

Frequently Asked Questions

What services does James Archie Murray offer?
James Archie Murray specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in ALAMEDA, California for a consultation.
What are James Archie Murray's credentials?
James Archie Murray is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Archie Murray located?
James Archie Murray is based in ALAMEDA, California, working with PHOCAS FINANCIAL CORPORATION. Their office serves clients in the ALAMEDA metropolitan area and surrounding communities.
How does James Archie Murray charge for services?
James Archie Murray's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PHOCAS FINANCIAL CORPORATION?
PHOCAS FINANCIAL CORPORATION has approximately 8 employees and manages $829M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PHOCAS FINANCIAL CORPORATION

Kevin Francis Granger
ALAMEDA, CA
Yolanda Waggoner Foreman
ALAMEDA, CA
Stephen Lee Block
ALAMEDA, CA
William Franz Kim Schaff
ALAMEDA, CA

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Research
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