Unclaimed Profile

Harold Lloyd Thomas

SIMMONS FIRST INVESTMENT GROUP, INC.·LITTLE ROCK, Arkansas

SIMMONS FIRST INVESTMENT GROUP, INC.

11700 CANTRELL ROAD, LITTLE ROCK, AR 72223CRD# 1855985Firm CRD# 47439

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Harold Lloyd Thomas · LITTLE ROCK, AR

Registration

CRD #1855985 · SIMMONS FIRST INVESTMENT GROUP, INC.

Brand Profile

Not yet started

Disclosure history

1 disclosure on file · See FINRA BrokerCheck for full record

About

Harold Lloyd Thomas is a registered financial advisor based in LITTLE ROCK, Arkansas, affiliated with SIMMONS FIRST INVESTMENT GROUP, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

SIMMONS FIRST INVESTMENT GROUP, INC.

AUM

$205M

Regulatory assets under management

Employees

Total firm employees

View all advisors at SIMMONS FIRST INVESTMENT GROUP, INC. →

Services

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Hourly charges

Other: FEE BASED FINANCIAL PLANNING & CONSULTING

Regulatory

SEC/IARD CRD# 1855985

Firm CRD# 47439

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Harold Lloyd Thomas offer?

Harold Lloyd Thomas specializes in Financial Planning, Investment Management. Contact their office in LITTLE ROCK, Arkansas for a consultation.

What are Harold Lloyd Thomas's credentials?

Harold Lloyd Thomas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Harold Lloyd Thomas located?

Harold Lloyd Thomas is based in LITTLE ROCK, Arkansas, working with SIMMONS FIRST INVESTMENT GROUP, INC.. Their office serves clients in the LITTLE ROCK metropolitan area and surrounding communities.

How does Harold Lloyd Thomas charge for services?

Harold Lloyd Thomas's firm is compensated through percentage of aum, hourly charges, other: fee based financial planning & consulting. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SIMMONS FIRST INVESTMENT GROUP, INC.?

SIMMONS FIRST INVESTMENT GROUP, INC. has approximately 26 employees and manages $205M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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