Unclaimed Profile

Harold Lloyd Thomas

SIMMONS FIRST INVESTMENT GROUP, INC.·LITTLE ROCK, Arkansas

SIE, Series 7, Series 24, Series 52, Series 53, Series 63, Series 65Clean record12 years registeredSIMMONS FIRST INVESTMENT GROUP, INC.

11700 CANTRELL ROAD, LITTLE ROCK, AR 72223CRD# 1855985Firm CRD# 47439

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Harold Lloyd Thomas · LITTLE ROCK, AR

Registration

CRD #1855985 · SIMMONS FIRST INVESTMENT GROUP, INC. · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SIMMONS FIRST INVESTMENT GROUP, INC.

SIMMONS FIRST INVESTMENT GROUP, INC.

Dec 2014 – Mar 2017

LITTLE ROCK, AR

SIMMONS FIRST CAPITAL MANAGEMENT, INC.

Feb 2014 – Sep 2015

LITTLE ROCK, AR

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52

Series 53

Series 63

Series 65

Registration record

First registered · February 25, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SIMMONS FIRST INVESTMENT GROUP, INC.

CRD 47439 · SEC 801-108161

AUM

$205M

Regulatory assets under management

Employees

868 client accounts

Services offered by SIMMONS FIRST INVESTMENT GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SIMMONS FIRST INVESTMENT GROUP, INC. →

Introduction

Speak with Harold Lloyd

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Harold Lloyd is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LITTLE ROCK?

Browse all registered financial advisors in LITTLE ROCK, Arkansas or claim this profile if it's yours.

Browse LITTLE ROCK Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Harold Lloyd Thomas offer?

Harold Lloyd Thomas specializes in Financial Planning, Investment Management.

What are Harold Lloyd Thomas's credentials?

Harold Lloyd Thomas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Harold Lloyd Thomas located?

Harold Lloyd Thomas is based in LITTLE ROCK, Arkansas, last registered with SIMMONS FIRST INVESTMENT GROUP, INC..

How does Harold Lloyd Thomas charge for services?

Harold Lloyd Thomas's firm is compensated through percentage of aum, hourly charges, other: fee based financial planning & consulting. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SIMMONS FIRST INVESTMENT GROUP, INC.?

SIMMONS FIRST INVESTMENT GROUP, INC. has approximately 26 employees and manages $205M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →