Unclaimed Profile

David Hale Gutierrez

GUTIERREZ WEALTH ADVISORY, LLC·LITTLE ROCK, Arkansas

SIE, Series 7, Series 66, Series 99TOClean record18 years registeredGUTIERREZ WEALTH ADVISORY, LLC

10801 EXECUTIVE CENTER DR., LITTLE ROCK, AR 72211CRD# 4988450Firm CRD# 319481

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Hale Gutierrez · LITTLE ROCK, AR

Registration

CRD #4988450 · GUTIERREZ WEALTH ADVISORY, LLC · 18 years registered

Brand Profile

Not yet started

Career History

GUTIERREZ WEALTH ADVISORY, LLC

Oct 2022 – present

UBS FINANCIAL SERVICES INC.

Sep 2007 – Nov 2022

LITTLE ROCK, AR

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Series 99TO

Registration record

First registered · September 21, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GUTIERREZ WEALTH ADVISORY, LLC

CRD 319481 · SEC 801-126693

AUM

$230M

Regulatory assets under management

Employees

433 client accounts

Services offered by GUTIERREZ WEALTH ADVISORY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GUTIERREZ WEALTH ADVISORY, LLC →

Introduction

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Frequently Asked Questions

What services does David Hale Gutierrez offer?

David Hale Gutierrez specializes in Financial Planning, Investment Management. Contact their office in LITTLE ROCK, Arkansas for a consultation.

What are David Hale Gutierrez's credentials?

David Hale Gutierrez is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Hale Gutierrez located?

David Hale Gutierrez is based in LITTLE ROCK, Arkansas, working with GUTIERREZ WEALTH ADVISORY, LLC. Their office serves clients in the LITTLE ROCK metropolitan area and surrounding communities.

How does David Hale Gutierrez charge for services?

David Hale Gutierrez's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GUTIERREZ WEALTH ADVISORY, LLC?

GUTIERREZ WEALTH ADVISORY, LLC has approximately 4 employees and manages $230M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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