Unclaimed Profile

Richard E Mundinger

IMUS WILKINSON & MUNDINGER INVESTMENT MANAGEMENT, LLC·TUCSON, Arizona

Series 7, Series 8, Series 63, Series 65CFA24 years registeredIMUS WILKINSON & MUNDINGER INVESTMENT MANAGEMENT, LLC

3561 E. SUNRISE ROAD, TUCSON, AZ 85718CRD# 2686311Firm CRD# 157457

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard E Mundinger · TUCSON, AZ

Registration

CRD #2686311 · IMUS WILKINSON & MUNDINGER INVESTMENT MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

RMH INVESTMENT MANAGEMENT, LLC

Mar 2019 – present

IMUS WILKINSON INVESTMENT MANAGEMENT, LLC

Mar 2017 – Jun 2018

TUCSON, AZ

RMH INVESTMENT MANAGEMENT, LLC

Jan 2009 – Dec 2018

TUCSON, AZ

SUNRISE CAPITAL MANAGEMENT, LLC

Nov 2006 – Dec 2008

TUCSON, AZ

SUNRISE INVESTMENT MANAGEMENT LLC

Oct 2004 – Dec 2007

TUCSON, AZ

QA3 FINANCIAL LLC

Mar 2003 – Dec 2004

TUCSON, AZ

RBC DAIN RAUSCHER INC.

Aug 2002 – Mar 2003

TUCSON, AZ

Registrations & Exams

FINRA examinations passed

Series 7

Series 8

Series 63

Series 65

Registration record

First registered · August 13, 2002

Years registered · 24

Professional designation · CFA

Disclosure History

2001Customer Dispute·Award / Judgment

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

IMUS WILKINSON INVESTMENT MANAGEMENT, LLC

CRD 157457 · SEC 801-81094

AUM

$194M

Regulatory assets under management

Employees

1,468 client accounts

Services offered by IMUS WILKINSON INVESTMENT MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at IMUS WILKINSON INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Richard E Mundinger offer?

Richard E Mundinger specializes in Financial Planning, Investment Management. Contact their office in TUCSON, Arizona for a consultation.

What are Richard E Mundinger's credentials?

Richard E Mundinger holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Richard E Mundinger located?

Richard E Mundinger is based in TUCSON, Arizona, working with IMUS WILKINSON & MUNDINGER INVESTMENT MANAGEMENT, LLC. Their office serves clients in the TUCSON metropolitan area and surrounding communities.

How does Richard E Mundinger charge for services?

Richard E Mundinger's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is IMUS WILKINSON & MUNDINGER INVESTMENT MANAGEMENT, LLC?

IMUS WILKINSON & MUNDINGER INVESTMENT MANAGEMENT, LLC has approximately 3 employees and manages $194M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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